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AUCTION PRACTICES AND PROCEDURES

Wachovia Bank, National Association's Municipal Bank Dealer's (WBNA) Auction Procedures and Wachovia Capital Markets, LLC's (WCM) Broker Dealer Auction Procedures are consistent with the Securities Industry and Financial Markets Association's (SIFMA) Best Practices.

Please follow the links below to view the Auction Procedures for either WBNA or WCM.

Auction Practices and Procedures for Wachovia Bank, National Association This document requires Adobe Acrobat Reader.

Auction Practices and Procedures for Wachovia Capital Markets, LLC This document requires Adobe Acrobat Reader.

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